I have been working at Equitable Advisors. This was explained to me during the interview process which of course sounded great, but to actually join the team and experience this first hand is truly special and unique in this industry. Part of Equitable. Will anyone that was involved be involved with my accounts in any capacity? Douglas Langer, Equitable Advisors December 10, 2020 at 6:01 AM If you’d like to help those in need but aren’t sure how to go about ... it during COVID-19, these ideas can help you get started. AXA Equitable has been in the business of insuring its customers ever since the year 1859. This relationship could introduce bias where a firm and its advisors may push those products over others that may have a more favorable performance with which they are not affiliated. 1.7k Reviews. All requests for updated information should also be reported directly to the SEC and/or FINRA. If someone is dedicated to succeeding and willing to be coached, they can do very well. Checks take place monthly. - Unlimited business potential 825 Salaries. Equitable Advisors recommends securities that they may have recently taken public or otherwise have controlling interest over. For data support, email "support@investor.com". AXA Advisors customer reviews, complaints, and ratings. Equitable Advisors is comprised of entrepreneurs skilled at guiding businesses from formation to successful exits. In addition to the Delaware market, Pat also services southeastern PA, Northeastern MD and southern NJ. Investment advisory products and services offered through Equitable Advisors, … Complaints about an Equitable Advisors FP should be directed to customer.relations@equitable.com. The Retirement Planning Specialist title is awarded by Equitable Advisors, based upon the Financial Professional's (FP) receipt of a Certificate in Retirement Planning from the Wharton School, University of Pennsylvania. Our system found no other disciplinary questions to ask. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process. As a financial advisory firm, Equitable Advisors can provide a variety of financial planning services for Americans. Good team atmosphere and great resources to help you get started. Engaged Employer. How many times did it occur? phone Our system found no other conflict questions to ask. 12b-1 fees increase the total annual cost of owning a mutual fund with no guarantee of higher returns. Equitable Life Insurance Company (NY, NY), Equitable Advisors and Equitable Network are affiliated companies. Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Company Overview FAQ. See BBB rating, reviews, complaints, request a quote & more. After checking the regulatory records of Equitable Advisors, our system has identified the following question(s) to ask. AXA has an open architecture structure giving a financial advisor the freedom to run his business how he wants. I can say that being in financial services for 20 years and working for several firms. 891 Jobs. Good potential in terms of a company but theres alot of hurdles to overcome. After checking the disciplinary records of Equitable Advisors, our system has identified the following question(s) to ask. This is an industry that requires a lot of commitment upfront in the first 5-10 years. Equitable Advisors, registered in 1978, serves 49 state(s) with a licensed staff of 3,499 advisors. Firm’s/Financial Professional’s investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the “Personal Bio,” “Certifications,” and/or “Investment Philosophy” portions of the profile page. As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Equitable Advisors: Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. Find a company's stock symbol. We bring experience in technology, real estate, finance, insurance, marketing and overall business management to fulfill our philosophy − identifying opportunities where we can add our expertise and capital to improve the performance of a business. Part of Equitable. Overview Overview. Equitable Advisors manages $17.9 billion and provides investment advisory services for 45,078 clients (1:13 advisor/client ratio). In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you. Copyright © 2008–2021, Glassdoor, Inc. "Glassdoor" and logo are registered trademarks of Glassdoor, Inc. { "isFollowing": false, "isEEPActive": false, "isEiHeaderFollowBtnDos2Enabled": false }, Former Employee - Financial Services Professional, Current Employee - Financial Professional. A free inside look at company reviews and salaries posted anonymously by employees. After that it CAN become easier. WELCOME to Equitable ADVISORS! Do not be afraid to ask how much they will earn from the product or what other non-proprietary options are available. Compare quote information for multiple companies. Print Report. Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. Mr. Lawrence is a CERTIFIED FINANCIAL PLANNER (R) professional who focuses on client driven strategies to address financial planning … - Wonderful management, - Cold Calling and licensing at the beginning of your career. Kayne Anderson Capital Advisors, RJG Financial, Wealth Management, Vaquero Private Wealth. Securities offered through Equitable Advisors, LLC (NY,NY 212-314-4600), member FINRA/SIPC (Equitable Financial Advisors in MI & TN). *SEC data last verified 02/10/2021. “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). Equitable is the brand name of Equitable Holdings, Inc. and its family of companies, including Equitable Financial Life Insurance Company (Equitable Financial) (NY, NY), Equitable Financial Life Insurance Company of America (Equitable America), an AZ stock company headquartered in Jersey City, NJ, Equitable Advisors, LLC (member FINRA, SIPC) and Equitable Distributors, LLC. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds, cross-selling of commissioned insurance products, and the sale of proprietary investment products. Terms of Use | Disclaimers | Privacy Policy, compensation-related conflicts of interest, Attorney/Accountant Authorization Revocation – SRO, Business License Revocation - Other Regulatory Agencies, False Statements or Omissions - Other Regulatory Agencies, Order Entered - Other Regulatory Agencies, Regulation Violations - Other Regulatory Agencies. As a financial advisory firm, Equitable Advisors can provide a variety of financial planning services for Americans. Learn more. Overview Overview. *Neither Equitable Advisors nor Equitable issues health insurance. Investment advisory products and services offered through Equitable Advisors, LLC, an SEC registered investment advisor. Equitable Advisors is the brand name of AXA Advisors, LLC. Insurance and annuity products of Equitable Financial Life Insurance Company and of various unaffiliated carriers offered through Equitable Network, LLC (Equitable Network Insurance Agency of California, LLC; Equitable Network Insurance Agency of Utah, … Culture is centered around team work and providing a "wow" experience to our clients. Equitable Advisors. Cons. Learn more. No opinion of CEO. NASD licenses: Series 7 and Series 66, Life and Health*. The SEC, nor FINRA, tracks portfolio performance metrics for the financial planning industry. The History of AXA Equitable Life Insurance Company. Here For You During COVID-19 NEW! Go to Equitable.com Equitable is the brand name of the retirement and protection subsidiaries of Equitable Holdings, Inc., including Equitable Financial Life Insurance Company (Equitable Financial) (NY, NY), Equitable Financial Life Insurance Company of America (Equitable America), an AZ stock company with main administrative headquarters in Jersey City, NJ, and Equitable Distributors, LLC. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. Visit Site Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation"). 44 Benefits. The company's filing status is listed as Active and its File Number is 2025898. Great access to products. Glassdoor has 379 Equitable reviews submitted anonymously by Equitable employees. It is issued by third-party insurers and made available through an insurance brokerage affiliate. Pros. Investment firm pros and cons. Our company and its affiliates are established leaders in the financial services industry. Find Financial Advisor Broker Promotions Part of Equitable. Our company and its affiliates are established leaders in the financial services industry. Some good, some bad things Call Center Representative (Current Employee) - Syracuse, NY - January 28, 2020 Equitable is a large insurance company that prides itself on its customer or client service. We are a broker/dealer and the retail distribution channel for Equitable Financial Life Insurance Company and Equitable Financial Life Insurance Company of American, which provides life insurance and annuities to over 2.8 million clients in the U.S. For example, front running is when a financial professional buys or sell securities ahead of their client. - Great benefits This could also limit the number and diversity of investment options available to you and may impact their transferability. Equitable is the brand name of Equitable Holdings, Inc. and its family of companies, including Equitable Financial Life Insurance Company (Equitable Financial) (NY, NY), Equitable Financial Life Insurance Company of America (Equitable America), an AZ stock company headquartered in Jersey City, NJ, Equitable Advisors, LLC (member FINRA, SIPC) and Equitable Distributors, LLC. Multi-Quote. Checks take place monthly. All of these conflicts can negatively impact clients via hidden fees and overall higher costs. unlimited commission, flexible schedule, great training, great benefits, Pay is only commission based, find all of your own clients, have to pass licensing tests before starting, I have been working at Equitable Advisors full-time for less than a year, - Lots of teamwork What happened? This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. All rights reserved. Securities offered through Equitable Advisors, LLC, NY, NY (212) 314-4600, member FINRA, SIPC (Equitable Financial Advisors in MI & TN). An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). © 2021 Reink Media Group LLC. In total, Equitable Advisors manages $17,885,170,894 in assets. Equitable Advisors is a financial advisor firm in New York City with more than $18 billion in assets under management (AUM). As a result, we do not support personal reviews on the site. Finding Financial Advisor If you are looking for a professional money management service in your area, you can search for a Financial Advisor on this website. 212-314-4600 Alot of information available. Equitable Advisors, LLC is a New Mexico Foreign Limited-Liability Company filed on August 19, 1999. This could be detrimental to a client during down markets. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). Equitable Advisors is headquartered in New York, NY. While Equitable Advisors advises clients across a variety of portfolio sizes, the average client balance is currently $396,760. Learn more. Currently Equitable Advisors is also a Broker-Dealer or is affiliated with one. Read employee reviews and ratings on Glassdoor to decide if Equitable is right for you. Financial plans and investment portfolios are always unique to the client's personal financial situation. The Registered Agent on file for this company is Corporation Service Company and is located at 300 Deschutes Way Sw Ste 208 Mc-Csc1, Tumwater, WA 98501. Engaged Employer. ... Equitable Advisors. BBB accredited since 2/4/1937. Our Web site is designed to help our clients achieve their financial goals through a long-term relationship with a trusted and knowledgeable advisor. As part of Equitable, we have the tools necessary to help our clients meet their retirement, education, asset accumulation, income protection and estate preservation goals. Equitable Advisors receives soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best trade execution for their clients. Equitable Advisors offers financial advisor services in 49 states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming. Views: 1,767 (trailing six months). Arvind Sood, a financial professional with Equitable Advisors is dedicated to helping individuals and small businesses build their financial futures. Is AXA Equitable scam or a good financial company? Pat Lawrence works in the Wilmington, DE area. When? Equitable has a high degree of support and helps advisors from all backgrounds make our process relatable to clients who need our service. computer Equitable Advisors is the brand name of AXA Advisors, LLC (Member FINRA, SIPC) California Insurance License #: 0A99749. Equitable Advisors, LLC is a Washington Foreign Limited-Liability Company filed on August 19, 1999. Recommends. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. To verify that an FP has earned and holds the title in good standing, contact us at atretirement@equitable.com. Some firms receive these fees as payments, which creates an incentive to promote them. investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response. Financial Services in New York, NY. The company's filing status is listed as Active and its File Number is 601975169. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). 101, Hobbs, NM 88240. Jobs; Company Reviews; ... Equitable Advisors. Company Overview FAQ. With the independent feel of the company there is sometimes a … Equitable Holdings, Inc. (formerly The Equitable Life Assurance Society of the United States and AXA Equitable Life Insurance Company, and also known as The Equitable) is an American financial services and insurance company that was founded in 1859 by Henry Baldwin Hyde.In 1991, French insurance firm AXA acquired majority control of The Equitable. Our company and its affiliates are established leaders in the financial services ... To verify that an FP has earned and holds the title in good standing, ... (Equitable Financial Advisors in MI & TN). Any data inaccuracies, please contact our team. Equitable is the brand name of Equitable Holdings, Inc. and its family of companies, including Equitable Financial Life Insurance Company (Equitable Financial) (NY, NY), Equitable Financial Life Insurance Company of America (Equitable America), an AZ stock company headquartered in Jersey City, NJ, Equitable Advisors, LLC (member FINRA, SIPC) and Equitable Distributors, LLC. This automated report was generated using SEC and FINRA data and was last updated on February 4th, 2021*. Good potential in terms of a company but theres alot of hurdles to overcome. 1,512 Equitable Advisors reviews. print Work/life balance and compensation leave a lot to be desired, but employees are helpful to new people. 736 Inter­views. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. For the most up-to-date information, please view the applicable SEC and FINRA reports above. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. For instance, research has shown that mutual funds that use incentive fees take on more risk that funds that do not, and tend to double down and increase their risk following a poor performance. Glassdoor will not work properly unless browser cookie support is enabled.Learn how to enable cookies. AGE 54235 (3/10) Securities and investment advisory services offered through Equitable Advisors, LLC (NY,NY 212-314-4600), member FINRA / SIPC (Equitable Financial Advisors in MI & TN). The firm works with around 46,000 clients, including individuals with and without a high net worth, charitable organizations, pension plans and corporations. I worked at Equitable Advisors full-time for more than a year. This is when its founder, Henry Hyde – who was already in the insurance industry – left his current position at the Mutual Life Insurance Company of New York in order to begin his company. Equitable Advisors recommends proprietary investments and products that could generate larger commissions than other similar non-proprietary products. Equitable Advisors has marked in their disclosures that they trade recommended securities. Your response will be removed from the review – this cannot be undone. Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their retail clients. Equitable Advisors is a full service financial services company with offices located throughout the country. The Registered Agent on file for this company is Corporation Service Company and is located at Mc-Csc1 726 E. Michigan Dr., Ste.

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